Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
1/1/2003
Appendix 3B Page 1
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
GBM Resources Limited
ABN
91 124 752 745
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
+
Class of
+
securities issued or to be
issued
Ordinary Shares
Options
2 Number
of
+
securities issued or to
be issued (if known) or maximum
number which may be issued
12,545,000 Ordinary Shares
6,250,000 Options
3 Principal terms of the
+
securities
(eg, if options, exercise price and
expiry date; if partly paid
+
securities, the amount outstanding
and due dates for payment; if
+
convertible securities, the
conversion price and dates for
conversion)
Options exercisable at 25 cents expiring before
30 June 2010
+ See chapter 19 for defined terms.
Appendix 3B Page 2
1/1/2003
4 Do
the
+
securities rank equally in all
respects from the date of allotment
with an existing
+
class of quoted
+
securities?
If the additional securities do not
rank equally, please state:
·
the date from which they do
·
the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
·
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
Yes
5
Issue price or consideration
Placement shares 12,500,000 ordinary shares at 20
cents per share.
Corporate advisor options nil.
45,000 Shares issued on conversion of options 22
cents per share
6
Purpose of the issue
(If issued as consideration for the
acquisition of assets, clearly identify
those assets)
Share placement as announced to ASX on 5-Nov-09 to
fund the Brightlands copper-gold project near Mt Isa in
Queensland.
Options issued as part of the fee arrangements to the
corporate advisor of the share placement.
Option conversion.
7 Dates
of
entering
+
securities into
uncertificated holdings or despatch
of certificates
23 November 2009
+ See chapter 19 for defined terms.
1/1/2003
Appendix 3B Page 3
Number
+
Class
8 Number
and
+
class of all
+
securities
quoted on ASX (including the
securities in clause 2 if applicable)
158,143,504
49,629,552
Ordinary shares
Options expiring 30 June 2010
exercisable at $0.25
9 Number
and
+
class of all
+
securities
not quoted on ASX (including the
securities in clause 2 if applicable)
19,955,000
Options expiring 30 June
2010 exercisable at $0.22
10
Dividend policy (in the case of a
trust, distribution policy) on the
increased capital (interests)
Not applicable
Part 2 - Bonus issue or pro rata issue
11
Is security holder approval required?
12 Is the issue renounceable or non-
renounceable?
13
Ratio in which the
+
securities will be
offered
14
+
Class of
+
securities to which the offer
relates
15
+
Record date to determine entitlements
16
Will holdings on different registers (or
subregisters) be aggregated for calculating
entitlements?
17
Policy for deciding entitlements in relation
to fractions
18
Names of countries in which the entity has
+
security holders who will not be sent new
issue documents
Note: Security holders must be told how their entitlements
are to be dealt with.
Cross reference: rule 7.7.
+ See chapter 19 for defined terms.
Appendix 3B Page 4
1/1/2003
19
Closing date for receipt of acceptances or
renunciations
20
Names of any underwriters
21 Amount of any underwriting fee or
commission
22
Names of any brokers to the issue
23
Fee or commission payable to the broker
to the issue
24
Amount of any handling fee payable to
brokers who lodge acceptances or
renunciations on behalf of
+
security
holders
25
If the issue is contingent on
+
security
holders' approval, the date of the meeting
26
Date entitlement and acceptance form and
prospectus or Product Disclosure
Statement will be sent to persons entitled
27
If the entity has issued options, and the
terms entitle option holders to participate
on exercise, the date on which notices will
be sent to option holders
28 Date rights trading will begin (if
applicable)
29
Date rights trading will end (if applicable)
30 How
do
+
security holders sell their
entitlements in full through a broker?
31 How
do
+
security holders sell part of their
entitlements through a broker and accept
for the balance?
32 How
do
+
security holders dispose
of their entitlements (except by sale
through a broker)?
33
+
Despatch date
+ See chapter 19 for defined terms.
1/1/2003
Appendix 3B Page 5
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34
Type of securities
(tick one)
(a)
Securities described in Part 1
(b)
All
other
securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
35
If the
+
securities are
+
equity securities, the names of the 20 largest holders of the
additional
+
securities, and the number and percentage of additional
+
securities held by
those holders
36
If the
+
securities are
+
equity securities, a distribution schedule of the additional
+
securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37
A copy of any trust deed for the additional
+
securities
Entities that have ticked box 34(b)
38 Number of securities for which
+
quotation is sought
39 Class
of
+
securities for which
quotation is sought
+ See chapter 19 for defined terms.
Appendix 3B Page 6
1/1/2003
40 Do
the
+
securities rank equally in all
respects from the date of allotment
with an existing
+
class of quoted
+
securities?
If the additional securities do not
rank equally, please state:
·
the date from which they do
·
the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
·
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
41
Reason for request for quotation
now
Example: In the case of restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly identify that
other security)
Number
+
Class
42 Number
and
+
class of all
+
securities
quoted on ASX (including the
securities in clause 38)
+ See chapter 19 for defined terms.
1/1/2003
Appendix 3B Page 7
Quotation agreement
1
+
Quotation of our additional
+
securities is in ASX's absolute discretion. ASX may
quote the
+
securities on any conditions it decides.
2
We warrant the following to ASX.
·
The issue of the
+
securities to be quoted complies with the law and is not for
an illegal purpose.
·
There is no reason why those
+
securities should not be granted
+
quotation.
·
An offer of the
+
securities for sale within 12 months after their issue will not
require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give
this warranty
·
Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any
+
securities to be quoted and
that no-one has any right to return any
+
securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the
+
securities be quoted.
·
We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the
+
securities to be quoted, it has been
provided at the time that we request that the
+
securities be quoted.
·
If we are a trust, we warrant that no person has the right to return the
+
securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the
+
securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the warranties
in this agreement.
4
We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+
quotation of
the
+
securities begins. We acknowledge that ASX is relying on the information and
documents. We warrant that they are (will be) true and complete.
Stuart Usher
CFO & Company Secretary
20 November 2009
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