Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 1
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
MEC Resources Limited
ABN
44 113 900 020
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
+
Class of
+
securities issued or to
be issued
Ordinary Shares
2
Number of
+
securities issued or
to be issued (if known) or
maximum number which may be
issued
1,811 ordinary shares
3
Principal terms of the
+
securities
(eg, if options, exercise price and
expiry
date; if partly paid
+
securities,
the
amount
outstanding and due dates for
payment;
if
+
convertible
securities, the conversion price
and dates for conversion)
Ordinary shares
Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
Appendix 3B Page 2
24/10/2005
4
Do the
+
securities rank equally in
all respects from the date of
allotment with an existing
+
class
of quoted
+
securities?
If the additional securities do not
rank equally, please state:
·
the date from which they do
·
the extent to which they
participate
for
the
next
dividend, (in the case of a
trust, distribution) or interest
payment
·
the extent to which they do
not rank equally, other than in
relation to the next dividend,
distribution
or
interest
payment
Ordinary shares Yes
5
Issue price or consideration
$362.20
6
Purpose of the issue
(If issued as consideration for the
acquisition of assets, clearly
identify those assets)
Conversion of options
7
Dates of entering
+
securities
into uncertificated holdings or
despatch of certificates
23 November 2009
Number
+
Class
8
Number and
+
class of all
+
securities quoted on ASX
(including the securities in
clause 2 if applicable)
116,687,543
51,823,883
Ordinary fully paid
shares
Share
Options
exercise
price
20c
and expiry
date 4 July
2013
Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
1/1/2003
Appendix 3B Page 3
Number
+
Class
9
Number and
+
class of all
+
securities not quoted on ASX
(including the securities in
clause 2 if applicable)
8,000,000
1,878,333
1,500,000
500,000
500,000
Options
expiry
date
1
December
2010
and
exercise
price 21c
Options
expiry
date 1 June
2013
and
exercise
price 15c
Options
expiry
date
6
August 2013
and exercise
price 15c
Options
expiry
date
1
December
2010
and
exercise
price 20c
Options
expiry
date 30 June
2010
and
exercise
price 20c
10
Dividend policy (in the case of a
trust, distribution policy) on the
increased capital (interests)
n/a
Part 2 - Bonus issue or pro rata issue
11
Is security holder approval
required?
n/a
12
Is the issue renounceable or non
renounceable?
n/a
Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
Appendix 3B Page 4
1/1/2003
13
Ratio in which the
+
securities
will be offered
n/a
14
+
Class of
+
securities to which the
offer relates
n/a
15
+
Record
date
to
determine
entitlements
n/a
16
Will
holdings
on
different
registers (or subregisters) be
aggregated
for
calculating
entitlements?
n/a
17
Policy for deciding entitlements
in relation to fractions
n/a
18
Names of countries in which the
entity has
+
security holders who
will not be sent new issue
documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
n/a
19
Closing date for receipt of
acceptances or renunciations
n/a
20
Names of any underwriters
n/a
21
Amount of any underwriting fee
or commission
n/a
22
Names of any brokers to the
issue
n/a
23
Fee or commission payable to
the broker to the issue
n/a
24
Amount of any handling fee
payable to brokers who lodge
acceptances or renunciations on
behalf of
+
security holders
n/a
Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
1/1/2003
Appendix 3B Page 5
25
If the issue is contingent on
+
security holders' approval, the
date of the meeting
n/a
26
Date entitlement and acceptance
form and prospectus or Product
Disclosure Statement will be sent
to persons entitled
n/a
27
If the entity has issued options,
and the terms entitle option
holders
to
participate
on
exercise, the date on which
notices will be sent to option
holders
n/a
28
Date rights trading will begin (if
applicable)
n/a
29
Date rights trading will end (if
applicable)
n/a
30
How do
+
security holders sell
their entitlements in full through
a broker?
n/a
31
How do
+
security holders sell
part
of
their
entitlements
through a broker and accept for
the balance?
n/a
32
How
do
+
security
holders
dispose of their entitlements
(except by sale through a
broker)?
n/a
33
+
Despatch date
n/a
Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
Appendix 3B Page 6
1/1/2003
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34
Type of securities
(tick one)
(a)
Securities described in Part 1
(b)
All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid,
employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
35
If the
+
securities are
+
equity securities, the names of the 20 largest holders of the
additional
+
securities, and the number and percentage of additional
+
securities
held by those holders
36
If the
+
securities are
+
equity securities, a distribution schedule of the additional
+
securities setting out the number of holders in the categories
1 1,000
1,001 5,000
5,001 10,000
10,001 100,000
100,001 and over
37
A copy of any trust deed for the additional
+
securities
Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
1/1/2003
Appendix 3B Page 7
Entities that have ticked box 34(b)
38
Number of securities for which
+
quotation is sought
39
Class of
+
securities for which
quotation is sought
40
Do the
+
securities rank equally in
all respects from the date of
allotment with an existing
+
class
of quoted
+
securities?
If the additional securities do not
rank equally, please state:
·
the date from which they do
·
the extent to which they
participate
for
the
next
dividend, (in the case of a
trust, distribution) or interest
payment
·
the extent to which they do
not rank equally, other than in
relation to the next dividend,
distribution
or
interest
payment
41
Reason for request for quotation
now
Example: In the case of restricted securities, end
of restriction period
(if issued upon conversion of
another security, clearly identify
that other security)
Number
+
Class
42
Number
and
+
class
of
all
+
securities
quoted
on
ASX
(including the securities in clause
38)
Appendix 3B
New issue announcement
+ See chapter 19 for defined terms.
Appendix 3B Page 8
1/1/2003
Quotation agreement
1
+
Quotation of our additional
+
securities is in ASX's absolute discretion. ASX
may quote the
+
securities on any conditions it decides.
2
We warrant the following to ASX.
·
The issue of the
+
securities to be quoted complies with the law and is
not for an illegal purpose.
·
There is no reason why those
+
securities should not be granted
+
quotation.
·
An offer of the
+
securities for sale within 12 months after their issue
will not require disclosure under section 707(3) or section 1012C(6) of
the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be
able to give this warranty
·
Section 724 or section 1016E of the Corporations Act does not apply to
any applications received by us in relation to any
+
securities to be
quoted and that noone has any right to return any
+
securities to be
quoted under sections 737, 738 or 1016F of the Corporations Act at the
time that we request that the
+
securities be quoted.
·
If we are a trust, we warrant that no person has the right to return the
+
securities to be quoted under section 1019B of the Corporations Act at
the time that we request that the
+
securities be quoted.
3
We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4
We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+
quotation of the
+
securities begins. We acknowledge that ASX is relying on
the information and documents. We warrant that they are (will be) true and
complete.
Sign here:
.....................................................
Date: 23 November 2009
Company secretary
Print name:
Deborah Ambrosini
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