+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 1
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
PANAUST LIMITED
ABN
17 011 065 160
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
+
Class of
+
securities issued or to be
issued
Ordinary Shares
2
Number of
+
securities issued or to
be issued (if known) or maximum
number which may be issued
1,290
3
Principal terms of the
+
securities (eg,
if options, exercise price and expiry
date; if partly paid
+
securities, the
amount outstanding and due dates
for
payment;
if
+
convertible
securities, the conversion price and
dates for conversion)
Fully paid ordinary shares
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 2
4
Do the
+
securities rank equally in all
respects from the date of allotment
with an existing
+
class of quoted
+
securities?
If the additional securities do not
rank equally, please state:
· the date from which they do
· the
extent
to
which
they
participate for the next dividend,
(in
the
case
of
a
trust,
distribution) or interest payment
· the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
Yes
5
Issue price or consideration
Nil
6
Purpose of the issue
(If issued as consideration for the
acquisition of assets, clearly identify
those assets)
Shares issued upon exercise of Share Rights
without performance hurdles
7
Dates of entering
+
securities into
uncertificated holdings or despatch
of certificates
6 November 2009
Number
+
Class
8
Number
and
+
class
of
all
+
securities
quoted
on
ASX
(including the securities in clause 2
if applicable)
2,932,520,239
Ordinary
Shares
fully paid
Number
+
Class
9
Number
and
+
class
of
all
+
securities not quoted on ASX
(including the securities in clause 2
if applicable)
36,580,000
4,384,837
15,195,150
Unlisted executive
options
Unlisted share
rights without
performance
conditions
Unlisted share
rights with
performance
conditions
10
Dividend policy (in the case of a
trust, distribution policy) on the
increased capital (interests)
Ordinary shares have full dividend rights
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 3
Part 2 - Bonus issue or pro rata issue
11
Is
security
holder
approval
required?
12
Is the issue renounceable or non-
renounceable?
13
Ratio in which the
+
securities will
be offered
14
+
Class of
+
securities to which the
offer relates
15
+
Record
date
to
determine
entitlements
16
Will holdings on different registers
(or subregisters) be aggregated for
calculating entitlements?
17
Policy for deciding entitlements in
relation to fractions
18
Names of countries in which the
entity has
+
security holders who
will not be sent new issue
documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19
Closing
date
for
receipt
of
acceptances or renunciations
20
Names of any underwriters
21
Amount of any underwriting fee or
commission
22
Names of any brokers to the issue
23
Fee or commission payable to the
broker to the issue
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 4
24
Amount of any handling fee payable
to brokers who lodge acceptances
or renunciations on behalf of
+
security holders
25
If the issue is contingent on
+
security holders' approval, the date
of the meeting
26
Date entitlement and acceptance
form and prospectus or Product
Disclosure Statement will be sent to
persons entitled
27
If the entity has issued options, and
the terms entitle option holders to
participate on exercise, the date on
which notices will be sent to option
holders
28
Date rights trading will begin (if
applicable)
29
Date rights trading will end (if
applicable)
30
How do
+
security holders sell their
entitlements in full through a
broker?
31
How do
+
security holders sell part
of their entitlements through a
broker and accept for the balance?
32
How do
+
security holders dispose of
their entitlements (except by sale
through a broker)?
33
+
Despatch date
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 5
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34
Type of securities
(tick one)
(a)
Securities described in Part 1
(b)
All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
35
If the
+
securities are
+
equity securities, the names of the 20 largest holders of the
additional
+
securities, and the number and percentage of additional
+
securities held by
those holders
36
If the
+
securities are
+
equity securities, a distribution schedule of the additional
+
securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37
A copy of any trust deed for the additional
+
securities
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 6
Entities that have ticked box 34(b)
38
Number of securities for which
+
quotation is sought
39
Class of
+
securities for which
quotation is sought
40
Do the
+
securities rank equally in all
respects from the date of allotment
with an existing
+
class of quoted
+
securities?
If the additional securities do not
rank equally, please state:
· the date from which they do
· the
extent
to
which
they
participate for the next dividend,
(in
the
case
of
a
trust,
distribution) or interest payment
· the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
41
Reason for request for quotation
now
Example: In the case of restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly identify that
other security)
Number
+
Class
42
Number and
+
class of all
+
securities
quoted on ASX (including the
securities in clause 38)
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 7
Quotation agreement
1
+
Quotation of our additional
+
securities is in ASX's absolute discretion. ASX may
quote the
+
securities on any conditions it decides.
2
We warrant the following to ASX.
·
The issue of the
+
securities to be quoted complies with the law and is not
for an illegal purpose.
·
There is no reason why those
+
securities should not be granted
+
quotation.
·
An offer of the
+
securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give
this warranty
·
Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any
+
securities to be quoted and
that no-one has any right to return any
+
securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the
+
securities be quoted.
·
If we are a trust, we warrant that no person has the right to return the
+
securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the
+
securities be quoted.
3
We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4
We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+
quotation
of the
+
securities begins. We acknowledge that ASX is relying on the information
and documents. We warrant that they are (will be) true and complete.
Sign here:
Date: 6 November 2009
Company Secretary
Print name: Paul Martin Scarr
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