Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
SINO GOLD MINING LIMITED
ABN
42 093 518 579
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
+
Class of
+
securities
issued or to be issued
Ordinary shares
2 Number
of
+
securities
issued or to be issued (if
known) or maximum
number which may be
issued
21,975
3 Principal terms of the
+
securities (eg, if
options, exercise price
and expiry date; if partly
paid
+
securities, the
amount outstanding and
due dates for payment;
if
+
convertible
securities, the
conversion price and
dates for conversion)
N/A
4 Do
the
+
securities rank
equally in all respects
from the date of
allotment with an
existing
+
class of quoted
+
securities?
If the additional
securities do not rank
equally, please state:
·
the date from which
they do
·
the extent to which
they participate for
the next dividend,
(in the case of a
trust, distribution) or
interest payment
·
the extent to which
they do not rank
equally, other than in
relation to the next
dividend,
distribution or
interest payment
Rank equally with existing ordinary shares
5 Issue price or
consideration
Issue price of C$3.67 per share total consideration of
A$83,065.
6
Purpose of the issue
(If issued as
consideration for the
acquisition of assets,
clearly identify those
assets)
Exercise of 21,975 GCX employee options at C$3.67 each
expiring 14/03/2012
7
Dates of entering
+
securities
into uncertificated holdings or
despatch of certificates
9 November 2009
Number
+
Class
8 Number
and
+
class of all
+
securities quoted on ASX
(including the securities in
clause 2 if applicable)
292,600,453
Ordinary
+ See chapter 19 for defined terms.
Appendix 3B Page 2
1/1/2003
Number Class
Note Expiry
9 Number
and
+
class of all
+
securities not quoted on ASX
(including the securities in
clause 2 if applicable)
800,000
1,370,000
850,000
858,750
0
95,000
550,000
150,000
1,590,000
150,000
40,000
120,000
50,000
1,495,000
40,000
0
150,000
1,847,500
150,000
80,000
380,000
250,000
777,700
290,808
Options:
Directors
Directors
Directors
Directors
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
Employees
SBL/HVB
GCX comp options
GCX empl options
1
31/12/10
31/12/11
09/11/12
09/12/13
27/10/09
31/12/09
31/12/10
06/03/11
31/12/11
08/05/12
01/09/12
30/09/12
30/09/12
09/11/12
04/12/12
02/04/13
20/10/13
09/12/13
28/01/14
01/03/14
13/07/14
16/09/10
Various
Various
Notes
1.
Reduction of 21,975 options exercisable at C$3.67 on
exercise.
10
Dividend policy (in the case of
a trust, distribution policy) on
the increased capital (interests)
N/A
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval
required?
12
Is the issue renounceable or non-
renounceable?
13
Ratio in which the
+
securities will
be offered
14
+
Class of
+
securities to which the
offer relates
15
+
Record date to determine
entitlements
16
Will holdings on different registers
(or subregisters) be aggregated for
calculating entitlements?
17
Policy for deciding entitlements in
relation to fractions
18
Names of countries in which the
entity has
+
security holders who
will not be sent new issue
documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of
acceptances or renunciations
20
Names of any underwriters
21
Amount of any underwriting fee or
commission
22
Names of any brokers to the issue
23
Fee or commission payable to the
broker to the issue
24 Amount of any handling fee
payable to brokers who lodge
acceptances or renunciations on
behalf of
+
security holders
25 If the issue is contingent on
+ See chapter 19 for defined terms.
Appendix 3B Page 4
1/1/2003
+
security holders' approval, the
date of the meeting
26 Date entitlement and acceptance
form and prospectus or Product
Disclosure Statement will be sent to
persons entitled
27
If the entity has issued options, and
the terms entitle option holders to
participate on exercise, the date on
which notices will be sent to option
holders
28
Date rights trading will begin (if
applicable)
29
Date rights trading will end (if
applicable)
30 How
do
+
security holders sell their
entitlements in full through a
broker?
31 How
do
+
security holders sell part
of their entitlements through a
broker and accept for the balance?
32 How
do
+
security holders dispose
of their entitlements (except by sale
through a broker)?
33
+
Despatch date
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34
Type of securities
(tick one)
(a)
Securities described in Part 1
(b)
All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
35
If the
+
securities are
+
equity securities, the names of the 20 largest holders of the
additional
+
securities, and the number and percentage of additional
+
securities held by
those holders
36
If the
+
securities are
+
equity securities, a distribution schedule of the additional
+
securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37
A copy of any trust deed for the additional
+
securities
Entities that have ticked box 34(b)
38 Number of securities for which
+
quotation is sought
39 Class
of
+
securities for which
quotation is sought
40 Do
the
+
securities rank equally in all
respects from the date of allotment
with an existing
+
class of quoted
+
securities?
If the additional securities do not
rank equally, please state:
·
the date from which they do
·
the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
·
the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
41
Reason for request for quotation
now
Example: In the case of restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly identify that
other security)
+ See chapter 19 for defined terms.
Appendix 3B Page 6
1/1/2003
Number
+
Class
42 Number
and
+
class of all
+
securities
quoted on ASX (including the
securities in clause 38)
Quotation agreement
1
+
Quotation of our additional
+
securities is in ASX's absolute discretion. ASX may
quote the
+
securities on any conditions it decides.
2
We warrant the following to ASX.
·
The issue of the
+
securities to be quoted complies with the law and is not for
an illegal purpose.
·
There is no reason why those
+
securities should not be granted
+
quotation.
·
An offer of the
+
securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give
this warranty
·
Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any
+
securities to be quoted and
that no-one has any right to return any
+
securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the
+
securities be quoted.
·
We warrant that if confirmation is required under section 1017F of the
Corporations Act in relation to the
+
securities to be quoted, it has been
provided at the time that we request that the
+
securities be quoted.
·
If we are a trust, we warrant that no person has the right to return the
+
securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the
+
securities be quoted.
3
We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the warranties
in this agreement.
4
We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+
quotation of
the
+
securities begins. We acknowledge that ASX is relying on the information and
documents. We warrant that they are true and complete.
Sign here:
Date: 10 November 2009
Ivo Polovineo - Secretary
+ See chapter 19 for defined terms.
Appendix 3B Page 8
1/1/2003
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